Regulatory Compliance

Our Regulatory Compliance team provides practical, industry-aware guidance for companies navigating complex legal and operational landscapes. We counsel clients on compliance with federal, state, and international regulations spanning financial services, data privacy, consumer protection, and employment law. Our attorneys work closely with compliance officers, in-house counsel, and senior leadership to develop scalable compliance frameworks. This includes designing internal policies, performing gap assessments, conducting training, and preparing for government audits. We have experience with regulatory regimes from the SEC, FINRA, CFPB, HIPAA, and global authorities like the GDPR. What sets us apart is our proactive approach. We help clients identify and resolve issues before they become enforcement matters, and when necessary, we provide strong advocacy during investigations or enforcement actions. Whether you are scaling operations into new jurisdictions or facing a sudden inquiry, we tailor our strategy to your business model, industry, and risk profile. Clients regularly turn to Harrington Morris Legal to conduct compliance audits, develop third-party risk programs, and manage incident response readiness.

Client Testimonial:
“HML provided exceptional support during a multi-state compliance review. Their team identified gaps, rewrote our vendor policies, and trained our managers within weeks. We passed the audit without issue. Their expertise and responsiveness made all the difference.” – CCO, Healthcare SaaS Company

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